Investment Claims

Guarding Your Wealth How to Spot an Investment Scam Before It’s Too Late

Investment Scam

Unregistered Salespeople

Always be cautious when dealing with unregistered salespeople or companies. Legitimate financial advisors and investment firms are typically registered with regulatory bodies such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). A quick search on these regulatory websites can help you verify the credentials of the person or company offering the investment. If they are not registered, it’s a major red flag.

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